Captec Wealth Group

Sophisticated Investor Declaration


I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

  • a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  • b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  • c) by signing this statement I may lose significant rights;
  • d) I may have no right to complain to either of the following. the Financial Conduct Authority; or ii. the Financial Ombudsman Scheme; and
  • e) I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies:

  • a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  • b) I have made more than one investment in an unlisted company in the two years prior to the date below;
  • c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  • d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

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Captec Wealth Group https://captecwealthgroup.com
Signature Certificate
Document name: Sophisticated Investor Declaration
Unique Document ID: f647f0a821987ee697185865aa5c0a01c697f2bf
Timestamp Audit
20th August 2019 11:40 am GMTSophisticated Investor Declaration Uploaded by Matthew Woods - admin@captecwealthgroup.com IP 2.137.83.249
16th March 2020 9:12 am GMTAdmin Captec - admin@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 88.8.169.9
16th March 2020 9:12 am GMTZachary Birch - zachary.birch@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 88.8.169.9
23rd April 2020 12:02 pm GMTCaptec Administration - admin@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 2.137.83.249