Captec Wealth Group

Sophisticated Investor Confirmation


I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

  • a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  • b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  • c) by signing this statement I may lose significant rights;
  • d) I may have no right to complain to either of the following. the Financial Conduct Authority; or ii. the Financial Ombudsman Scheme; and
  • e) I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies:

  • a) I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
  • b) I have made more than one investment in an unlisted company in the two years prior to the date below;
  • c) I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
  • d) I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Leave this empty:

Captec Wealth Group https://captecwealthgroup.com
Signature Certificate
Document name: Sophisticated Investor Confirmation
Unique Document ID: da8089669a9c915b68649f93a03257e07b6939b4
Timestamp Audit
2nd November 2016 2:17 pm GMTSophisticated Investor Confirmation Uploaded by Captec Administration - admin@captecinvestments.com IP 88.11.213.14
11th March 2019 2:49 pm GMTMatthew Woods - matthew.woods@captecwealthgroup.com added by Captec Administration - admin@captecinvestments.com as a CC'd Recipient Ip: 2.137.64.158
11th March 2019 2:49 pm GMTAlina Sirbu - alina.sirbu@captecwealthgroup.com added by Captec Administration - admin@captecinvestments.com as a CC'd Recipient Ip: 2.137.64.158