Captec Wealth Group

Ordinary Investor


Ordinary Investor Statement

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor. I declare that I qualify as a restricted investor because both of the following apply:

  • In the preceding twelve months, I have not invested more than 10% of my net assets in non-readily realisable securities.
  • I undertake that in the following twelve months, I will not invest more than 10% of my net assets in non-readily realisable securities.

Net assets for these purposes do not include:

(a) the property which is my primary residence or any money raised through a loan secured on that property;
(b) any rights of mine under a qualifying contract of insurance; or
(c) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

Declaration

  • I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.*
  • I am aware that it is open to me to seek advice from an authorised person who specialises in advising on non-readily realisable securities.*
  • I agree to Captec Wealth Group keeping a record of these declarations and providing it to the FCA in event of an investigation.*

* You must agree to this statement

Leave this empty:

Captec Wealth Group https://captecwealthgroup.com
Signature Certificate
Document name: Ordinary Investor
Unique Document ID: 7654a7368a7391d4bebbe4ca82aa7e31f5ebb97e
Timestamp Audit
25th February 2019 11:08 am BSTOrdinary Investor Uploaded by Matthew Woods - admin@captecwealthgroup.com IP 88.8.169.9
11th March 2019 2:47 pm BSTMatthew Woods - matthew.woods@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 2.137.64.158
11th March 2019 2:47 pm BSTAlina Sirbu - alina.sirbu@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 2.137.64.158
16th March 2020 9:16 am BSTAdmin Captec - admin@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 88.8.169.9
16th March 2020 9:16 am BSTZachary Birch - zachary.birch@captecwealthgroup.com added by Matthew Woods - admin@captecwealthgroup.com as a CC'd Recipient Ip: 88.8.169.9