Captec Wealth Group

High Net Worth Individual Confirmation


I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005.

I understand that this means:

  • (a) I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
  • (b) the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
  • (c) by signing this statement I may lose significant rights;
  • (d) I may have no right to complain to either of the following – (i) the Financial Conduct Authority; or (ii) the Financial Ombudsman Scheme; and
  • (e) I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies:-

  • (a) I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more; or
  • (b) I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more.

“Net Assets” for these purposes do not include:-

  • (i) the property which is my primary residence or any loan secured on that residence;
  • (ii) any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001(a); or
  • (iii) any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Leave this empty:

Captec Wealth Group https://captecwealthgroup.com
Signature Certificate
Document name: High Net Worth Individual Confirmation
Unique Document ID: 1ac33bcf6b4b5e2aece10a0d94260646a4c78345
Timestamp Audit
2016-10-21 14:15:06 GMTHigh Net Worth Individual Confirmation Uploaded by Matthew Woods - admin@captecinvestments.com IP 90.213.211.113